Financial Services

Industry Overview

Regions' Financial Services Group is comprised of corporate and investment bankers with significant experience in structuring and executing credit, capital markets and strategic transactions for companies and private equity sponsors active in the financial services industry. We support our clients' growth initiatives with both advice and capital, and our team members have participated in nearly $200 billion in capital formation for clients and over 50 completed merger and acquisition assignments.

Areas of Focus

  • Property and Casualty Insurance
  • Life, Annuity and Disability Insurance
  • Insurance Brokerage
  • Loss Adjusting Services and Third Party Administration Services
  • Warranty Administration
  • Asset and Wealth Management
  • Broker-Dealers
  • Capital Markets
  • Managing General Agencies and Program Administrators


For more information, please contact:

Tom Dierdorff, Financial Services Group Head
Regions Securities LLC

© Regions Bank. All rights reserved. Regions SecuritiesĀ® is a registered service mark of Regions Bank and is used under license for the corporate and investment banking services of subsidiaries of Regions Financial Corporation. Securities activities and Merger and Acquisition advisory services are provided by Regions Securities LLC, 1180 W. Peachtree St. NW, Suite 1400, Atlanta, GA 30309, member FINRA and SIPC.Ā Click here to read legal and compliance disclosures.

Banking products and services, including lending, financial risk management and treasury and payment solutions are offered by Regions Bank.

Deposit products are offered by Regions Bank, Member FDIC.

Regions, the Regions logo and Regions Securities are registered trademarks of Regions Bank and are used by its affiliates under license. The LifeGreen color is a trademark of Regions Bank.

*Investment, Annuities and Insurance Products

  • Are Not FDIC Insured
  • Are Not Bank Guaranteed
  • May Lose Value
  • Are Not Deposits
  • Are Not Insured by Any Federal Government Agency
  • Are Not a Condition of Any Banking Activity